Annex B

 

Recommended Checklist for Researchers[1]

Before starting your research

1

Does the proposed research address pertinent question(s) and is it designed either to add to existing knowledge about the subject in question or to develop methods for research into it?

 

2

Is your research design appropriate for the question(s) being asked?

 

3

Will you have access to all necessary skills and resources to conduct the research?

 

4

Have you conducted a risk assessment to determine:

 

a.  whether there are any ethical issues and whether ethics review is required;

 

b.  the potential for risks to the organisation, the research, or the health, safety and well-being of researchers and research participants; and

 

c.  what legal requirements govern the research?

 

5

Will your research comply with all legal and ethical requirements and other applicable guidelines, including those from other organisations and/or countries if relevant?

 

6

Will your research comply with all requirements of legislation and good practice relating to health and safety?

 

7

Has your research undergone any necessary ethics review (see 4(a) above), especially if it involves animals, human participants, human material or personal data?

 

8

Will your research comply with any monitoring and audit requirements?

 

9

Are you in compliance with any contracts and financial guidelines relating to the project?

 

10

Have you reached an agreement relating to intellectual property, publication and authorship?

 

11

Have you reached an agreement relating to collaborative working, if applicable?

 

12

Have you agreed the roles of researchers and responsibilities for management and supervision?

 

13

Have all conflicts of interest relating to your research been identified, declared and addressed?

 

14

Are you aware of the guidance from all applicable organisations on misconduct in research?

 

When conducting your research:

1

Are you following the agreed research design for the project?

 

2

Have any changes to the agreed research design been reviewed and approved if applicable?

 

3

Are you following best practice for the collection, storage and management of data?

 

4

Are agreed roles and responsibilities for management and supervision being fulfilled?

 

5

Is your research complying with any monitoring and audit requirements?

 

When finishing your research:

1

Will your research and its findings be reported accurately, honestly and within a reasonable time frame?

 

2

Will all contributions to the research be acknowledged?

 

3

Are agreements relating to intellectual property, publication and authorship being complied with?

 

4

Will research data be retained in a secure and accessible form and for the required duration?

 

5

Will your research comply with all legal, ethical and contractual requirements?

 

 

 

 

 


[1] Adapted from UK Research Integrity Office (2009):http://www.ukrio.org/wp-content/uploads/UKRIO-Recommended-Checklist-for-Researchers.pdf